Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Jon Friedman | 1038517 | 5 | 07/15/2005 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Andrew Jon Friedman | 1038517 | 5 | 11/11/1995 | Customer Dispute | Settled | $51,596.00 | $0.00 | See FINRA Report |
| Andrew Jon Friedman | 1038517 | 5 | 09/09/1992 | Customer Dispute | Award / Judgment | $5,633.00 | $5,633.00 | See FINRA Report |
| Andrew Jon Friedman | 1038517 | 5 | 07/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jon Friedman | 1038517 | 5 | 05/08/1992 | Customer Dispute | Award / Judgment | $216,500.00 | $162,000.00 | See FINRA Report |