Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirk Jon Walske | 1902848 | 3 | 07/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Lawrence Whitesides | 2875622 | 1 | 04/29/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Kirk Jon Walske | 1902848 | 3 | 04/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lemmy Ndegwa | 5096912 | 1 | 12/20/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Krudop | 2376067 | 2 | 03/06/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Tom | 2636365 | 2 | 01/19/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steve Ciro Ilardo | 2726385 | 1 | 10/21/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patricia Bridget Hawkins | 2011980 | 1 | 12/16/2005 | Customer Dispute | Settled | $20,855.00 | $0.00 | See FINRA Report |
| Mark Wesley | 2672844 | 1 | 08/03/2005 | Customer Dispute | Settled | $79,245.20 | $0.00 | See FINRA Report |
| Sharonda Brooks | 5205263 | 1 | 11/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |