Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Terry Jackson | 6930469 | 2 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Lee Wood | 4700000 | 1 | 10/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Terry Jackson | 6930469 | 2 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Papadopulos | 6664908 | 1 | 08/19/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Baldelli | 7234112 | 1 | 07/31/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sarah A Jacobson | 4239077 | 1 | 12/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daphne McNair | 3105484 | 3 | 03/21/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daphne McNair | 3105484 | 3 | 08/08/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Shenise | 2626656 | 1 | 11/20/2012 | Customer Dispute | Settled | $995,493.00 | $0.00 | See FINRA Report |
| Sheldon Turner | 6063181 | 1 | 11/05/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |