Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark A Boltz | 5132179 | 1 | 03/17/2020 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Baer | 4155985 | 1 | 11/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Stewart Boshart | 2439682 | 1 | 06/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Dusseault | 6578770 | 1 | 11/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kirk L Meighan | 1882608 | 1 | 10/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Bjorgaard | 7183898 | 1 | 03/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler J Brown | 6813865 | 1 | 09/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eamon Patrick McCooey | 1762536 | 1 | 01/06/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Blakey | 7342846 | 1 | 11/20/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Suzanne Drake Landini | 3203380 | 1 | 07/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |