Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler J Brown | 6813865 | 1 | 09/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eamon Patrick McCooey | 1762536 | 1 | 01/06/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Blakey | 7342846 | 1 | 11/20/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Suzanne Drake Landini | 3203380 | 1 | 07/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Quentin Martin | 5678076 | 1 | 05/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Robert Landry | 4893896 | 1 | 12/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bryan Lee Wood | 4700000 | 1 | 10/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Papadopulos | 6664908 | 1 | 08/19/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Baldelli | 7234112 | 1 | 07/31/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathalie R Ionescu | 6117515 | 1 | 09/14/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |