Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharonda Brooks | 5205263 | 1 | 11/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Stephen Spencer | 5299670 | 2 | 07/26/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Servatius | 7400220 | 1 | 01/04/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jill Short Foster | 2496210 | 1 | 10/18/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Scott Eynon | 3092404 | 1 | 06/29/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Paul Vetter | 4902376 | 1 | 04/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Benedict Brown | 5063686 | 1 | 06/18/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Renier Straeten | 4607078 | 1 | 06/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Inglis Beveridge | 5804126 | 1 | 04/22/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel J Willett | 4700302 | 1 | 03/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |