Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capfinancial Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John D Jenkins | 3208794 | 2 | 12/18/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Robert Arthur Jones | 734692 | 5 | 04/20/2000 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |
| Wilson Smith Hoyle | 2444392 | 1 | 05/07/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |