Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Peter Ciraulo | 1443540 | 4 | 09/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Czaja | 1045839 | 3 | 09/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Kowalczyk | 2262204 | 2 | 06/30/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Peter Hveem | 2622370 | 6 | 03/26/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Peter Hveem | 2622370 | 6 | 06/06/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Peter Ciraulo | 1443540 | 4 | 12/20/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Czaja | 1045839 | 3 | 12/20/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Czaja | 1045839 | 3 | 12/29/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |