Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northern Lights Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Taylor Hicks | 4855745 | 2 | 10/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Taylor Hicks | 4855745 | 2 | 09/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |