Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northern Lights Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Patrick Edmunds | 2688036 | 1 | 11/30/2005 | Customer Dispute | Denied | $18,233.20 | $0.00 | See FINRA Report |