Our Staff has compiled our research into a database of FINRA Broker Disclosures for Candlewood Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Walter Rhudy | 1320286 | 14 | 06/02/2000 | Customer Dispute | Settled | $5,081,970.00 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 04/30/1999 | Customer Dispute | Settled | $5,507.79 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 03/20/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 03/01/1991 | Customer Dispute | Settled | $53,525.00 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 03/01/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |