Our Staff has compiled our research into a database of FINRA Broker Disclosures for Candlewood Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Walter Rhudy | 1320286 | 14 | 12/04/2002 | Customer Dispute | Settled | $32,698.60 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 10/03/2001 | Customer Dispute | Settled | $947,562.00 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 09/18/2001 | Customer Dispute | Settled | $48,830.00 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 08/24/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 08/10/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 07/16/2001 | Customer Dispute | Settled | $137,000.00 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 05/23/2001 | Customer Dispute | Settled | $1,446,890.00 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 06/02/2000 | Customer Dispute | Settled | $5,081,970.00 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 04/30/1999 | Customer Dispute | Settled | $5,507.79 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 03/01/1991 | Customer Dispute | Settled | $53,525.00 | $0.00 | See FINRA Report |