Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avisen Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Elvin Brown | 1014957 | 1 | 08/26/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Wayne Robello | 1625027 | 1 | 06/06/2003 | Customer Dispute | Settled | $46,798.00 | $0.00 | See FINRA Report |
| Linda May Becker | 1228907 | 2 | 05/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda May Becker | 1228907 | 2 | 02/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |