Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melvin Rokeach | 4124577 | 6 | 06/17/2024 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Melvin Rokeach | 4124577 | 6 | 11/24/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melvin Rokeach | 4124577 | 6 | 01/30/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melvin Rokeach | 4124577 | 6 | 06/04/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melvin Rokeach | 4124577 | 6 | 10/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melvin Rokeach | 4124577 | 6 | 07/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |