Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Michael Sloan | 5661286 | 1 | 03/24/2023 | Customer Dispute | Settled | $950,000.00 | $0.00 | See FINRA Report |
| John Eugene Marty | 2822873 | 3 | 12/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Eugene Marty | 2822873 | 3 | 08/08/2016 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Craig Crofton Frieders | 2817574 | 1 | 10/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Scott Demera | 2995472 | 2 | 09/19/2003 | Customer Dispute | Denied | $148,308.00 | $0.00 | See FINRA Report |
| Gary Scott Demera | 2995472 | 2 | 08/19/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Eugene Marty | 2822873 | 3 | 03/14/2000 | Customer Dispute | Denied | $11,465.00 | $0.00 | See FINRA Report |