Our Staff has compiled our research into a database of FINRA Broker Disclosures for Compak Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John William Baffa | 1063193 | 2 | 02/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John William Baffa | 1063193 | 2 | 12/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Moeez Ul-Haq Ansari | 4053253 | 6 | 07/12/2002 | Customer Dispute | Settled | $32,166.10 | $0.00 | See FINRA Report |
| Moeez Ul-Haq Ansari | 4053253 | 6 | 07/12/2002 | Customer Dispute | Settled | $22,726.80 | $0.00 | See FINRA Report |
| Moeez Ul-Haq Ansari | 4053253 | 6 | 12/06/2001 | Customer Dispute | Closed-No Action | $111,405.00 | $0.00 | See FINRA Report |
| Moeez Ul-Haq Ansari | 4053253 | 6 | 10/26/2001 | Customer Dispute | Settled | $68,000.00 | $0.00 | See FINRA Report |
| Moeez Ul-Haq Ansari | 4053253 | 6 | 03/19/2001 | Customer Dispute | Settled | $14,539.70 | $0.00 | See FINRA Report |
| Moeez Ul-Haq Ansari | 4053253 | 6 | 08/11/2000 | Customer Dispute | Award / Judgment | $160,284.00 | $57,527.90 | See FINRA Report |