Our Staff has compiled our research into a database of FINRA Broker Disclosures for Steward Partners Investment Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ali Sina Mandalinci | 2416679 | 2 | 10/22/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angela Lynn Helmus-O'Brien | 2069470 | 2 | 10/11/2001 | Customer Dispute | Denied | $20,750.00 | $0.00 | See FINRA Report |
| Christopher Evans McAdoo | 1757312 | 4 | 08/28/2001 | Customer Dispute | Settled | $41,622.60 | $0.00 | See FINRA Report |
| Tinh Thanh Nguyen | 2583389 | 1 | 07/09/2001 | Customer Dispute | Settled | $64,886.90 | $0.00 | See FINRA Report |
| Robert Michael Baker | 2706889 | 3 | 04/30/2001 | Customer Dispute | Denied | $61,405.00 | $0.00 | See FINRA Report |
| Angela Lynn Helmus-O'Brien | 2069470 | 2 | 08/28/2000 | Customer Dispute | Denied | $74,000.00 | $0.00 | See FINRA Report |
| Matthew Lewis Madeira | 702773 | 1 | 08/15/2000 | Customer Dispute | Settled | $75,491.50 | $0.00 | See FINRA Report |
| Steve Alan Libov | 2007510 | 1 | 03/10/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randolph Robin Price | 1478074 | 1 | 02/11/2000 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Eric Beiley | 2650274 | 4 | 06/28/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |