Our Staff has compiled our research into a database of FINRA Broker Disclosures for Steward Partners Investment Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Michael Baker | 2706889 | 3 | 04/30/2001 | Customer Dispute | Denied | $61,405.00 | $0.00 | See FINRA Report |
| Angela Lynn Helmus-O'Brien | 2069470 | 2 | 08/28/2000 | Customer Dispute | Denied | $74,000.00 | $0.00 | See FINRA Report |
| Eric Beiley | 2650274 | 4 | 06/28/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric Beiley | 2650274 | 4 | 02/01/1999 | Customer Dispute | Denied | $30,312.00 | $0.00 | See FINRA Report |
| Erik Joseph Mathieson | 2207687 | 3 | 03/24/1998 | Customer Dispute | Denied | $9,800.00 | $0.00 | See FINRA Report |
| Bernard Barry Salzman | 409665 | 3 | 08/21/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |