Our Staff has compiled our research into a database of FINRA Broker Disclosures for Steward Partners Investment Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore E Larson | 303021 | 42 | 01/01/1991 | Customer Dispute | Settled | $201,000.00 | $0.00 | See FINRA Report |
| Janet Elizabeth Mabry | 1771350 | 1 | 09/12/1990 | Customer Dispute | Award / Judgment | $380,464.00 | $11,769.30 | See FINRA Report |
| Amy Gwyn Sachs | 1268273 | 1 | 07/07/1989 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 07/05/1989 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 11/06/1986 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 11/30/-0001 | Customer Dispute | Settled | $513,780.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 11/30/-0001 | Customer Dispute | Settled | $514,445.00 | $0.00 | See FINRA Report |