Our Staff has compiled our research into a database of FINRA Broker Disclosures for Steward Partners Investment Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore E Larson | 303021 | 42 | 10/21/1993 | Customer Dispute | Settled | $47,297.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 10/21/1993 | Customer Dispute | Settled | $16,023.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 10/21/1993 | Customer Dispute | Settled | $69,103.00 | $0.00 | See FINRA Report |
| Peter Ernest Dolan | 713220 | 2 | 09/16/1993 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 07/23/1993 | Customer Dispute | Award / Judgment | $205,000.00 | $21,500.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 04/22/1993 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 12/10/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 08/12/1992 | Customer Dispute | Award / Judgment | $0.00 | $90,000.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 11/10/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 07/23/1991 | Customer Dispute | Award / Judgment | $150,000.00 | $106,650.00 | See FINRA Report |