Our Staff has compiled our research into a database of FINRA Broker Disclosures for Castleoak Securities, Lp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reginald James Hollinger | 1859734 | 3 | 09/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reginald James Hollinger | 1859734 | 3 | 03/17/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Demetrio Ortiz | 4663738 | 6 | 02/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Stephen Gallagher | 1999180 | 2 | 02/01/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Stephen Gallagher | 1999180 | 2 | 07/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |