Our Staff has compiled our research into a database of FINRA Broker Disclosures for Castleoak Securities, Lp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benedetto Denigris | 1081711 | 1 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian D Johnson | 2936154 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Stephen Gallagher | 1999180 | 2 | 02/01/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Stephen Gallagher | 1999180 | 2 | 07/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |