Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Michael Mott | 341587 | 1 | 10/19/1995 | Customer Dispute | Settled | $15,172.00 | $0.00 | See FINRA Report |
| Christopher Neam Rosamond | 4119239 | 1 | 09/06/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Bell | 4234253 | 1 | 08/25/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James F Devins III | 1034140 | 1 | 08/15/1994 | Customer Dispute | Award / Judgment | $80,000.00 | $5,375.00 | See FINRA Report |
| Stephen Edward Elkins | 77040 | 2 | 05/17/1993 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Robert Dixon Hopkins | 1204247 | 1 | 03/18/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Neal Leonard Seltzer | 418670 | 1 | 01/01/1969 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |