Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark David Wheeler | 4008421 | 3 | 04/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark David Wheeler | 4008421 | 3 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark David Wheeler | 4008421 | 3 | 03/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Trevor Gallagher | 2323475 | 2 | 05/31/2005 | Customer Dispute | Closed-No Action | $171,090.00 | $0.00 | See FINRA Report |
| Gary Vaughn Garabedian | 818148 | 1 | 05/11/2005 | Customer Dispute | Settled | $601,441.00 | $0.00 | See FINRA Report |
| Marc Philippe Lacher | 4905353 | 1 | 01/14/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Gregory Escamilla | 1442271 | 2 | 05/28/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Robert Charles Fix | 209247 | 2 | 04/14/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Edward Elkins | 77040 | 2 | 08/08/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin James Brock | 1896667 | 1 | 07/01/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |