Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert J Rumley | 4474706 | 2 | 06/19/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kim Ann Chenevey | 4848161 | 1 | 10/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Craig Elliot Savage | 3109238 | 2 | 10/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Christian Myles Waite | 3079714 | 1 | 10/01/2012 | Customer Dispute | Closed-No Action | $980,000.00 | $0.00 | See FINRA Report |
| Jack C Baudhuin | 6750014 | 1 | 01/19/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Elliot Savage | 3109238 | 2 | 05/21/2010 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| William Ogden Kasten | 1200104 | 2 | 11/25/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur John Paterson | 3274496 | 1 | 09/08/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Baker Welch | 847226 | 1 | 07/09/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan John Christophersen | 6990309 | 1 | 04/29/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |