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FINRA Broker Disclosures for William Blair

Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.

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Displaying 31-33 out of 33 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stephen Edward Elkins77040205/17/1993Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Robert Dixon Hopkins1204247103/18/1988Customer DisputeSettled$0.00$0.00See FINRA Report
Neal Leonard Seltzer418670101/01/1969Customer DisputeSettled$0.00$0.00See FINRA Report

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