Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Thomas Marshall | 2524410 | 2 | 12/28/2001 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Mark More McKinley | 3020954 | 1 | 10/17/2001 | Customer Dispute | Settled | $2,600,000.00 | $0.00 | See FINRA Report |
| Michael Elliott Walsh | 2181084 | 1 | 07/09/2001 | Customer Dispute | Settled | $27,159.00 | $0.00 | See FINRA Report |
| Jesse Ole Otzen | 2522564 | 2 | 05/29/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brian Thomas Marshall | 2524410 | 2 | 05/10/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Trevor Gallagher | 2323475 | 2 | 01/25/2001 | Customer Dispute | Denied | $66,000.00 | $0.00 | See FINRA Report |
| Jesse Ole Otzen | 2522564 | 2 | 05/02/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| William Gregory Escamilla | 1442271 | 2 | 01/21/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Mott | 341587 | 1 | 10/19/1995 | Customer Dispute | Settled | $15,172.00 | $0.00 | See FINRA Report |
| James F Devins III | 1034140 | 1 | 08/15/1994 | Customer Dispute | Award / Judgment | $80,000.00 | $5,375.00 | See FINRA Report |