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FINRA Broker Disclosures for William Blair

Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 33 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Craig Elliot Savage3109238205/21/2010Customer DisputeSettled$800,000.00$0.00See FINRA Report
Arthur John Paterson3274496109/08/2008Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Mark David Wheeler4008421304/08/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Mark David Wheeler4008421303/31/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Mark David Wheeler4008421303/18/2008Customer DisputeSettled$0.00$0.00See FINRA Report
James Trevor Gallagher2323475205/31/2005Customer DisputeClosed-No Action$171,090.00$0.00See FINRA Report
Gary Vaughn Garabedian818148105/11/2005Customer DisputeSettled$601,441.00$0.00See FINRA Report
William Gregory Escamilla1442271205/28/2004Customer DisputeSettled$25,000.00$0.00See FINRA Report
Robert Charles Fix209247204/14/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin James Brock1896667107/01/2002Customer DisputeDenied$400,000.00$0.00See FINRA Report

33 Results

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