Our Staff has compiled our research into a database of FINRA Broker Disclosures for William Blair. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Craig Elliot Savage | 3109238 | 2 | 05/21/2010 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
Arthur John Paterson | 3274496 | 1 | 09/08/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Mark David Wheeler | 4008421 | 3 | 04/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Mark David Wheeler | 4008421 | 3 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Mark David Wheeler | 4008421 | 3 | 03/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
James Trevor Gallagher | 2323475 | 2 | 05/31/2005 | Customer Dispute | Closed-No Action | $171,090.00 | $0.00 | See FINRA Report |
Gary Vaughn Garabedian | 818148 | 1 | 05/11/2005 | Customer Dispute | Settled | $601,441.00 | $0.00 | See FINRA Report |
William Gregory Escamilla | 1442271 | 2 | 05/28/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Robert Charles Fix | 209247 | 2 | 04/14/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kevin James Brock | 1896667 | 1 | 07/01/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |