Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Jones | 1023665 | 2 | 10/01/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Michael Jones | 1023665 | 2 | 04/08/2010 | Customer Dispute | Settled | $60,963.30 | $0.00 | See FINRA Report |