Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Terry Dean Hollar | 1584024 | 4 | 11/10/2005 | Customer Dispute | Closed-No Action | $21,801.80 | $0.00 | See FINRA Report |
Carlos Alberto Guzman | 4948028 | 1 | 01/01/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ranjan Jagetia | 2352338 | 1 | 12/02/2002 | Customer Dispute | Denied | $10,266.00 | $0.00 | See FINRA Report |
Ivan Michael Nalibotsky | 2385791 | 1 | 05/10/2002 | Customer Dispute | Denied | $24,083.00 | $0.00 | See FINRA Report |
Joel David Heinlein | 2859885 | 1 | 09/07/2001 | Customer Dispute | Denied | $19,112.30 | $0.00 | See FINRA Report |
John Anthony Kailunas | 2048289 | 3 | 02/17/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Joseph Lawrence Taunt | 1087652 | 1 | 01/25/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Steve Floyd Mankameyer | 1045659 | 5 | 06/18/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Bari Walter Bell | 1331450 | 1 | 11/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Steve Floyd Mankameyer | 1045659 | 5 | 01/12/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |