Our Staff has compiled our research into a database of FINRA Broker Disclosures for Skyway Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Allen Frueh | 1071715 | 12 | 06/23/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Frueh | 1071715 | 12 | 11/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Frueh | 1071715 | 12 | 09/19/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Richard Allen Frueh | 1071715 | 12 | 02/25/2013 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| Richard Allen Frueh | 1071715 | 12 | 01/25/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Richard Allen Frueh | 1071715 | 12 | 01/25/2011 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |
| Richard Allen Frueh | 1071715 | 12 | 01/25/2011 | Customer Dispute | Settled | $1,145,000.00 | $0.00 | See FINRA Report |
| Richard Allen Frueh | 1071715 | 12 | 01/25/2011 | Customer Dispute | Settled | $1,842,000.00 | $0.00 | See FINRA Report |
| Richard Allen Frueh | 1071715 | 12 | 04/05/2010 | Customer Dispute | Settled | $1,395,000.00 | $0.00 | See FINRA Report |
| Roger Lynn Overby | 1919255 | 4 | 06/27/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |