Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angela Sue Granata | 1907590 | 1 | 01/24/2022 | Customer Dispute | Pending | $80,000.00 | $0.00 | See FINRA Report |
| Shad Ray Ketcher | 2684383 | 1 | 01/06/2022 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Martin Dennis Ian Barinaga | 1932496 | 4 | 01/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Burton Ellis Carter | 1085739 | 2 | 12/21/2021 | Customer Dispute | Pending | $101,544.00 | $0.00 | See FINRA Report |
| Rey Descalso | 4906080 | 1 | 12/20/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Malcolm Scott McKay | 2605922 | 5 | 11/26/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ramon Valdez | 2592276 | 12 | 11/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Ernest Leitzell | 1341171 | 3 | 09/08/2021 | Customer Dispute | Denied | $19,648.00 | $0.00 | See FINRA Report |
| Sean Michael Burr | 5035277 | 1 | 08/23/2021 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Alan Jeffery Kasser | 1212756 | 2 | 08/02/2021 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |