Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Francis Blair | 1257306 | 3 | 08/26/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Christopher Weidman | 4183510 | 1 | 05/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Paul Brewer | 2240785 | 2 | 11/23/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Albrecht | 3222902 | 3 | 09/10/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Mindy Hurschman | 1005700 | 1 | 05/08/1989 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Jean Paulette Larsen | 1443719 | 1 | 04/06/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene West | 2059974 | 1 | 01/23/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Albrecht | 3222902 | 3 | 05/25/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stanley Karl Hunt | 4331056 | 2 | 01/29/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Malcolm Scott McKay | 2605922 | 5 | 05/29/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |