Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dorothea Sue Cole | 3208277 | 4 | 05/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter James Reyna | 1323478 | 2 | 04/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rebecca Sue Gaylor | 1452113 | 2 | 04/28/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Mary Gene Wilcox | 2589120 | 1 | 04/28/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Lofaso | 711251 | 2 | 03/21/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayna Kennedy Marshall | 4609753 | 10 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |