Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Byron Keith Crosby | 2158157 | 2 | 05/15/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Richard Quinn | 2909821 | 4 | 04/03/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Curtis Lee Yourkievitz | 4903858 | 3 | 04/01/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Francis Blair | 1257306 | 3 | 03/04/2009 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Stuart Farrell Ettingoff | 1025504 | 4 | 03/02/2009 | Customer Dispute | Denied | $58,811.00 | $0.00 | See FINRA Report |
| Christopher Bradley Milton | 2207192 | 1 | 01/19/2009 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Howard Darrell Timberlake | 2544007 | 5 | 01/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Leon Glaser | 4437077 | 6 | 01/13/2009 | Customer Dispute | Settled | $403,836.00 | $0.00 | See FINRA Report |
| John Keith Burdette | 4261059 | 2 | 12/19/2008 | Customer Dispute | Closed-No Action | $52,344.00 | $0.00 | See FINRA Report |
| Stanley Karl Hunt | 4331056 | 2 | 12/15/2008 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |