Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barrington Darby Brower | 2144428 | 2 | 04/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Todd Fels | 3041599 | 6 | 12/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Thomas Stueber | 5521204 | 2 | 11/05/2015 | Customer Dispute | Denied | $11,587.70 | $0.00 | See FINRA Report |
| Dianne Perry Odom | 3111823 | 3 | 10/19/2015 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Tim Russell Gerds | 2651778 | 9 | 10/13/2015 | Customer Dispute | Award / Judgment | $17,212.80 | $5,200.00 | See FINRA Report |
| Michael Todd Fels | 3041599 | 6 | 08/20/2015 | Customer Dispute | Settled | $31,860.00 | $0.00 | See FINRA Report |
| Peter H Owh | 4194866 | 1 | 07/21/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Fidler | 2512493 | 3 | 05/31/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Louis Vaccaro | 5434168 | 5 | 02/17/2015 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Pablo Ildefonso Balart | 4687820 | 1 | 11/10/2014 | Customer Dispute | Denied | $171,000.00 | $0.00 | See FINRA Report |