Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Leonard Fredericks | 1095689 | 6 | 08/21/2003 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| John Michael Albrecht | 3222902 | 3 | 02/05/2003 | Customer Dispute | Denied | $104,000.00 | $0.00 | See FINRA Report |
| Joseph Alfred Ferron | 1432984 | 13 | 07/10/2002 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Howard Darrell Timberlake | 2544007 | 5 | 04/15/2002 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Paul Richard Quinn | 2909821 | 4 | 09/17/2001 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Tim Russell Gerds | 2651778 | 9 | 07/30/2001 | Customer Dispute | Denied | $9,009.71 | $0.00 | See FINRA Report |
| Edward Leonard Fredericks | 1095689 | 6 | 05/11/2000 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |