Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stuart Farrell Ettingoff | 1025504 | 4 | 03/02/2009 | Customer Dispute | Denied | $58,811.00 | $0.00 | See FINRA Report |
| Christopher Bradley Milton | 2207192 | 1 | 01/19/2009 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Howard Darrell Timberlake | 2544007 | 5 | 01/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tim Russell Gerds | 2651778 | 9 | 11/20/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Terry S Sawchuk | 2084275 | 5 | 11/10/2008 | Customer Dispute | Denied | $147,658.00 | $0.00 | See FINRA Report |
| Curtis Allen Wharton | 3014021 | 1 | 10/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Dennis Ian Barinaga | 1932496 | 4 | 08/13/2008 | Customer Dispute | Denied | $55,760.60 | $0.00 | See FINRA Report |
| Terry S Sawchuk | 2084275 | 5 | 05/21/2008 | Customer Dispute | Denied | $13,985.20 | $0.00 | See FINRA Report |
| Stuart Farrell Ettingoff | 1025504 | 4 | 03/15/2007 | Customer Dispute | Denied | $8,098.00 | $0.00 | See FINRA Report |
| Arthur Alexander Castro | 2997776 | 4 | 02/02/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |