Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barrington Darby Brower | 2144428 | 2 | 05/16/2012 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Douglas B Hughes | 4028855 | 1 | 03/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Danny Thomas Ossi | 2701406 | 5 | 12/08/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Joel Small | 2649975 | 3 | 08/25/2011 | Customer Dispute | Denied | $190,000.00 | $0.00 | See FINRA Report |
| Scott Christopher Jackson | 4443921 | 3 | 08/25/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry S Sawchuk | 2084275 | 5 | 05/03/2010 | Customer Dispute | Denied | $84,000.00 | $0.00 | See FINRA Report |
| Thomas Paul Brewer | 2240785 | 2 | 04/14/2010 | Customer Dispute | Denied | $39,596.80 | $0.00 | See FINRA Report |
| Joseph Arthur Stueber | 2239272 | 3 | 04/13/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Clifford Lynn Harro | 1965475 | 4 | 10/02/2009 | Customer Dispute | Denied | $102,288.00 | $0.00 | See FINRA Report |
| Anthony Francis Blair | 1257306 | 3 | 03/04/2009 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |