Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Steven Emmeluth | 4997025 | 3 | 05/31/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Todd Fels | 3041599 | 6 | 12/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Thomas Stueber | 5521204 | 2 | 11/05/2015 | Customer Dispute | Denied | $11,587.70 | $0.00 | See FINRA Report |
| Pablo Ildefonso Balart | 4687820 | 1 | 11/10/2014 | Customer Dispute | Denied | $171,000.00 | $0.00 | See FINRA Report |
| Terry S Sawchuk | 2084275 | 5 | 01/22/2014 | Customer Dispute | Denied | $13,709.00 | $0.00 | See FINRA Report |
| David Keith Hays | 2434893 | 6 | 12/06/2013 | Customer Dispute | Denied | $249,193.00 | $0.00 | See FINRA Report |
| David Keith Hays | 2434893 | 6 | 10/08/2013 | Customer Dispute | Denied | $92,000.00 | $0.00 | See FINRA Report |
| Kenneth Alan Levin | 2823854 | 2 | 09/16/2013 | Customer Dispute | Denied | $5,148.57 | $0.00 | See FINRA Report |
| Edward Leonard Fredericks | 1095689 | 6 | 01/07/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Keith Burdette | 4261059 | 2 | 07/10/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |