Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.W. Cole Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Brian Hartung | 4139376 | 1 | 04/24/2020 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Harry Dejesus Toro | 2861845 | 1 | 03/16/2020 | Customer Dispute | Denied | $21,647.20 | $0.00 | See FINRA Report |
| John Anthony Michalak | 4293554 | 1 | 03/13/2020 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Curtis Lee Yourkievitz | 4903858 | 3 | 02/28/2020 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Kevin Glenn Ford | 2992625 | 2 | 01/13/2020 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Wesley Christopher Reed | 4854037 | 1 | 03/29/2019 | Customer Dispute | Denied | $16,300.00 | $0.00 | See FINRA Report |
| Richard C Roby | 4985392 | 1 | 03/09/2018 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Richard Scott Ramsay | 4512644 | 2 | 12/14/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Thomas Stueber | 5521204 | 2 | 09/09/2016 | Customer Dispute | Denied | $6,052.43 | $0.00 | See FINRA Report |
| Jeffrey Steven Emmeluth | 4997025 | 3 | 05/31/2016 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |