Our Staff has compiled our research into a database of FINRA Broker Disclosures for T.S. Phillips Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Le'Ellen Coker | 2731928 | 1 | 07/06/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Richard Holcomb | 1618936 | 2 | 08/28/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Richard Holcomb | 1618936 | 2 | 07/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |