Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Pell Bartmess | 2073071 | 3 | 01/03/2007 | Customer Dispute | Settled | $282,000.00 | $0.00 | See FINRA Report |
| Joseph Pell Bartmess | 2073071 | 3 | 12/09/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Pell Bartmess | 2073071 | 3 | 08/13/2004 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |