Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Brian Kaltbaum | 1082074 | 6 | 12/18/2009 | Customer Dispute | Closed-No Action | $68,857.60 | $0.00 | See FINRA Report |
| Gary Brian Kaltbaum | 1082074 | 6 | 05/14/2002 | Customer Dispute | Settled | $60,607.70 | $0.00 | See FINRA Report |
| Gary Brian Kaltbaum | 1082074 | 6 | 05/30/2001 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Gary Brian Kaltbaum | 1082074 | 6 | 10/24/2000 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Gary Brian Kaltbaum | 1082074 | 6 | 10/10/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Brian Kaltbaum | 1082074 | 6 | 01/29/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |