Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Catherine V Quinn | 2588351 | 4 | 02/12/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine V Quinn | 2588351 | 4 | 09/04/2012 | Customer Dispute | Settled | $780,000.00 | $0.00 | See FINRA Report |
| Catherine V Quinn | 2588351 | 4 | 12/02/2010 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Catherine V Quinn | 2588351 | 4 | 10/14/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |