Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George V Howe | 2260666 | 2 | 10/12/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susan Beth Allen | 1000420 | 2 | 02/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas David Dalessandro | 6355371 | 1 | 11/09/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Tomas Tourville | 2229047 | 1 | 06/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David C Gornitzky | 4914211 | 1 | 02/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leo Frederick Sage | 4081585 | 1 | 02/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Damon Jeremy Boyar | 4539179 | 2 | 04/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Patrick Buchanan | 4356705 | 1 | 08/20/2013 | Customer Dispute | Denied | $7,739.79 | $0.00 | See FINRA Report |
| Peter Anthony Augustine | 2784185 | 1 | 08/20/2013 | Customer Dispute | Denied | $7,739.79 | $0.00 | See FINRA Report |
| Danielle Johanna Ives | 3233670 | 1 | 07/22/2013 | Customer Dispute | Settled | $7,820.79 | $0.00 | See FINRA Report |