Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David James Brouillette | 2379189 | 11 | 04/05/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
David James Brouillette | 2379189 | 11 | 03/23/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
David James Brouillette | 2379189 | 11 | 03/22/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
David James Brouillette | 2379189 | 11 | 03/22/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Damon Jeremy Boyar | 4539179 | 2 | 08/21/2008 | Customer Dispute | Settled | $729,410.00 | $0.00 | See FINRA Report |
Jason R Knight | 3098847 | 1 | 03/28/2008 | Customer Dispute | Settled | $9,919.54 | $0.00 | See FINRA Report |
John Paul Napolitano | 2311315 | 1 | 12/30/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Susan Beth Allen | 1000420 | 2 | 02/15/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |