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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-18 out of 18 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David James Brouillette23791891104/05/2010Customer DisputeSettled$50,000.00$0.00See FINRA Report
David James Brouillette23791891103/23/2010Customer DisputeSettled$400,000.00$0.00See FINRA Report
David James Brouillette23791891103/22/2010Customer DisputeSettled$100,000.00$0.00See FINRA Report
David James Brouillette23791891103/22/2010Customer DisputeSettled$50,000.00$0.00See FINRA Report
Damon Jeremy Boyar4539179208/21/2008Customer DisputeSettled$729,410.00$0.00See FINRA Report
Jason R Knight3098847103/28/2008Customer DisputeSettled$9,919.54$0.00See FINRA Report
John Paul Napolitano2311315112/30/1998Customer DisputeSettled$0.00$0.00See FINRA Report
Susan Beth Allen1000420202/15/1996Customer DisputeSettled$0.00$0.00See FINRA Report

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