Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David James Brouillette | 2379189 | 11 | 09/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joel Wayne Josephs | 2382716 | 1 | 12/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Paul Napolitano | 2311315 | 1 | 12/30/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Carl Rubin | 736859 | 1 | 10/16/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Marc Alexander | 2362864 | 2 | 07/14/1998 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Susan Beth Allen | 1000420 | 2 | 02/15/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |