Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David James Brouillette | 2379189 | 11 | 03/23/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
David James Brouillette | 2379189 | 11 | 03/22/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
David James Brouillette | 2379189 | 11 | 03/22/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
John Patrick Jonas | 4442901 | 1 | 02/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Omar Fernando Cujar | 4620649 | 2 | 09/17/2008 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
Damon Jeremy Boyar | 4539179 | 2 | 08/21/2008 | Customer Dispute | Settled | $729,410.00 | $0.00 | See FINRA Report |
Jason Mathew Forstot | 4880513 | 1 | 06/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jason R Knight | 3098847 | 1 | 03/28/2008 | Customer Dispute | Settled | $9,919.54 | $0.00 | See FINRA Report |
Thomas Mark Griffiths | 2106304 | 1 | 03/11/2008 | Customer Dispute | Denied | $9,119.75 | $0.00 | See FINRA Report |
Jeffrey Marc Alexander | 2362864 | 2 | 04/26/2006 | Customer Dispute | Denied | $22,341.70 | $0.00 | See FINRA Report |