Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Anthony Augustine | 2784185 | 1 | 08/20/2013 | Customer Dispute | Denied | $7,739.79 | $0.00 | See FINRA Report |
| Danielle Johanna Ives | 3233670 | 1 | 07/22/2013 | Customer Dispute | Settled | $7,820.79 | $0.00 | See FINRA Report |
| David James Brouillette | 2379189 | 11 | 05/10/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Dedda | 2377387 | 1 | 08/09/2010 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| David James Brouillette | 2379189 | 11 | 07/22/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| David James Brouillette | 2379189 | 11 | 04/16/2010 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| David James Brouillette | 2379189 | 11 | 04/13/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David James Brouillette | 2379189 | 11 | 04/12/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David James Brouillette | 2379189 | 11 | 04/12/2010 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| David James Brouillette | 2379189 | 11 | 04/05/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |