Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Anthony Johnson | 1700589 | 3 | 09/29/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victor Kent Sagouspe | 1140282 | 10 | 05/01/1994 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |
| Daniel Thomas Bresson | 1360768 | 1 | 02/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Lawrence Clark | 2712285 | 2 | 11/01/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |